Re: Who is talking about Electrolysis???

From: Scooby Doo (mysterymachine_at_hauntedmansion.edu)
Date: 03/14/05


Date: Mon, 14 Mar 2005 10:27:56 GMT

On 14 Mar 2005 00:52:20 -0800, "SHECLabs" <mdandml@hotmail.com> wrote:

SHECLabs: is this you:

Marc Jason Dannenberg (CRD #2569254, Registered Representative,
Thornwood, New York) submitted a Letter of Acceptance, Waiver, and
Consent pursuant to which he was fined $7,500 and suspended from
association with any NASD member in any capacity for 17 months and one
week. Without admitting or denying the allegations, Dannenberg
consented to the described sanctions and to the entry of findings that
he effected a transaction in the securities account of a public
customer without the customer's prior knowledge, authorization, or
consent and left a threatening message on the customer's home
telephone answering machine after he refused to pay for the stock
purchase. The findings also stated that Dannenberg made false
statements on his Form U-4 concerning violations of state investment
regulations or statutes. (NASD Case #C10990199)


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