Scientists are Revolting
From: kathleen (kathleen.dickson_at_snet.net)
Date: 03/26/05
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Date: 25 Mar 2005 17:36:11 -0800
"The moral of this sad saga is that if our governmental institutions
are to operate effectively, the people who are part of the
policy-making apparatus must zealously and intelligently represent the
public interest, wherever it lies, and no matter whose feathers are
ruffled along the way."
Dr. Henry I. Miller
Fellow, The Hoover Institution
Email Author
Biographical
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The Scientists Revolt (Because Their Bosses Are Revolting)
By Henry I. Miller Published 03/18/2005
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TCS
The National Institutes of Health (NIH) is facing a revolt by its
employees over new, draconian conflict of interest rules. They ban all
consulting (paid or unpaid) for biomedical companies, restrict teaching
and service on company boards, place severe limits on the acceptance of
prizes, and prohibit senior staff members (and their families) from
owning stock in drug, medical device or biotech companies. These are
the kinds of strictures that in the past have been applied only to
employees of regulatory agencies like the Food and Drug Administration
and Securities and Exchange Commission.
The new restrictions -- an exaggerated, bureaucratic response to
congressional displeasure over revelations that a few NIH employees
(out of a workforce of 17,500) had committed minor technical violations
-- could ruin one of the world's premier medical research institutions.
Although some NIH employees earned large consulting fees from drug or
biotech companies -- and violated existing rules by failing to report
this outside employment -- there have been no allegations of
substantive wrongdoing that, for example, manipulated stock values,
committed fraud on the government or private parties, injured patients
or compromised federal research. In other words, this is all about the
perception -- but not the reality -- of possible misconduct.
Required disclosure of outside consulting arrangements by federal
employees is entirely appropriate, and an NIH scientist should not hold
significant equity positions in or be an officer of a company that
wants to sell something to his agency, or whose product he is testing
in a clinical trial; nor should he receive cash awards from
institutions whose grants he can affect. But aside from these
restrictions, as long as an NIH employee adequately performs his job
and discloses extramural consulting, teaching, medical practice and so
forth, he should enjoy significant latitude to become involved in
outside part-time employment or volunteer activities, as is the case in
academia.
The journal Nature offered an example of the impacts these rules will
have on recruiting and retention at NIH. It described the plight of a
brilliant young engineer-turned-physician who while in medical school
invented a device that embeds, processes and sections pathology
specimens. He licensed the machine to a small biotech company for which
he worked part-time, and he hoped to continue that association while
completing a pathology fellowship at NIH. But he's now prohibited from
even minimal interaction with the company and is reconsidering the
fellowship.
Worst of all will be the impact on NIH's best and brightest senior
scientists -- those most likely to be sought out as consultants and to
receive awards (and also to be recruited to industry or academia). For
example, last month when NIH officials circulated the announcement of
competition for the prestigious Paul Marks Prize for Cancer Research, a
$50,000 award sponsored by the Memorial Sloan-Kettering Cancer Center
in New York, they noted that "Federal employees . . . could accept the
honor and the plaque, but not the monetary prize." It is difficult to
see the logic of such a prohibition but easy to see how preeminent NIH
scientists will increasingly find the less restrictive atmosphere of
academia more appealing than the one-size-fits-all shackles of the
federal government. Several have already announced their intention to
depart.
In as collegial and academic an institution as NIH, such bureaucratic
overkill is especially discordant. As Donald Kennedy, editor of the
journal Science and former FDA Commissioner and former president of
Stanford University has observed: "There are two kinds of moral action.
One is the power to sanction. The second is the opportunity to develop
a kind of community consensus of what should be approved and what
should be disapproved. If arrived at correctly, the second is more
powerful and more long lasting than any centralized decision."
Deputy NIH Director Raynard S. Kington defends the new restrictions:
"Our number one priority was to ensure the public's trust in the
integrity of the science of this agency." It is a weak justification:
The number one priority of NIH should be actually to produce high
quality science -- which will become more difficult as the institution
becomes less attractive to the crème de la crème of the scientific
world. Moreover, ensconced in his federally-funded ivory tower, Dr.
Kington seems oblivious to the fact virtually no one outside the
Beltway gives a lab rat's backside about the nuances of the ethics
rules at NIH. Moreover, Dr. Kington himself, as the NIH's chief ethics
officer, is culpable for the institution's failure to enforce the
previous, more moderate -- and perfectly adequate -- version of the
ethics rules.
The downfall of one of the world's great research institutions is only
one symptom of the mediocre quality of the Bush administration's health
and science appointments in general. Previous NIH directors -- renowned
academic physician James Wyngaarden in the 1980s and Nobel Prize winner
Harold Varmus (who called the new rules "a heavy-handed solution")
during the 1990s, for example -- would have been able to stand up to
their political masters and to Congress, but the current director, the
un-eminent Elias Zerhouni, apparently is not up to the task.
Even absent imposing stature, sometimes courage and determination to do
the right thing can be an effective substitute. During the 1980's while
I was an official at FDA, which is a sibling agency of NIH, there was a
period when staffers of Congressman John Dingell (D-Michigan) were
running roughshod over the agency. His investigators wandered through
FDA offices uninvited, harassing employees and unceremoniously helping
themselves to confidential materials, many of which contained trade
secrets protected by federal law. Finally, although the all-powerful
Dingell chaired the House committee that exerted oversight over the
agency, the acting FDA commissioner, James Benson, put his foot down
and demanded that this illegal activity stop. It did.
The moral of this sad saga is that if our governmental institutions are
to operate effectively, the people who are part of the policy-making
apparatus must zealously and intelligently represent the public
interest, wherever it lies, and no matter whose feathers are ruffled
along the way.
Henry I. Miller is a fellow at the Hoover Institution and Competitive
Enterprise Institute and the author of "The Frankenfood Myth," which
was selected by Barron's as one of the 25 Best Books of 2004. From 1977
to 1994, he was an official at the NIH and FDA.
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